CTSN -

Supeior Sulcus Tumors

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Definition—a bronchogenic carcinoma located in the extreme apex of the lung which invades the pleura and adjacent structures and produces classic symptoms and signs. 

The presenting symptom most frequently cited is pain localized to the shoulder. If left untreated the pain becomes unremitting and spreads medially to the scapula, extends along the ulnar nerve distribution of the arm to involve the elbow, forearm and hand. 
Other involved structures include the cervical sympathetics (Horner’s syndrome), vagus and phrenic nerves, carotid artery, and the vertebral bodies. 

Squamous cell is the most common cause followed by adenocarcinoma and large cell. Small cell is rare 

Location—All are T3 since they invade the chest wall; classified as T4 when mediastinal and/or cervical invasion has taken place. 
 Posterior—stellate ganglion, posterior ribs, brachial plexus (upward extension), and vertebral bodies (medial extension) 
 Anterior—1st rib, scalene muscle, subclavian vessels, phrenic nerve 
Resection possible even with brachial plexus, stellate ganglion, rib, transverse process, subclavian artery (adventitia), vertebral body (<25%). 
Mediastinal invasion (vena cava, vertebral foramina, vagus nerve) precludes cure 
Nodal involvement is the key to potential curability once resectability is established—lymph node involvement is usually late in these tumors 

MSK series--129 patients 
109 patients—negative mediastinal nodes 
median survival—20 months 
5yr—29% 
20 patients—positive mediastinal nodes 
median survival—9 months 
5yr—10% 
Paulson—131 patients 

 78 patients resected (pre-op RT)—5yr survival 44% 
 17 patients with positive lymph nodes—0% survival at 2 years 
Radiologic evaluation—usual CXR finding mass in apex clouding the lung markings above the clavicle when contrasted to the clarity of the opposite side; however, may only resemble pleural thickening. Bony destruction may be apparent. 
CT will identify involvement and invasion of the brachial plexus, the chest wall, vertebral bodies, vena cava, trachea, esophagus, and the subclavian vessels. Will also depict lymph node involvement 
MRI is recommended to delineate the extent of cervical invasion and some consider routine in the preoperative evaluation. 

OPERATIVE APPROACH 

Posterior 
Incision follows the contour of the scapula 

Enter pleura  3rd or 4th intercostal space 
 Vascular structures identified 
 Brachial plexus involvement identified and resected 
 Vertebral bodies are assessed 
Lobectomy performed
Along with the possibility of usual complications, one other possibility is spinal cord leakage that may lead to meningitis or pneomoencephally—from air leaks and causes severe headaches 

Anterior  transcervical approach 

 Usually combined with the posterior approach
Sternocleidomastoid incision 
 Scalene fat pad dissection 
 Clavicular resection
Vein dissection 
Jugular  and subclavian veins freed—exposure of thoracic duct and vertebral veins facilitated 
Arterial dissection 
Subclavian, IMA, thyrocervical trunk, vertebral artery 
Nerve dissection 
 Brachial plexus
Overall, major advantage is the ability to deal with the invasion of the subclavian vein and related structures. It is not effective for tumors that invade the posterior aspects of the ribs and their transverse processes, the stellate ganglion and sympathetic chain, and the vertebral bodies. 

RADIATION THERAPY 

 Primary therapy for unresectable or inoperable patients 
 Excellent for pain relief 
 No long term survival if primary tumor not controlled
    Most common site of recurrence is the brain—consider prophylactic cerebral RT if local control achieved and histologic dx is adeno or large cell 

PRE-OP RT 

 MSK—126 patients; 100 resected; 117 pre/post op RT; 102 brachytherapy 
 69 complete resection (49 of these had brachytherapy) 
 22 had lobectomy; 47 large wedge resection 
 5yr survival—60% for lobectomy; 33% for wedge resection 
 Intraoperative brachytherapy  had no influence on loco-regional recurrence or survival in patients with completely resected tumors
    Adverse prognostic factors—Horner’s syndrome, N2, N3, and vertebral body invasion 
This series indicates that pre operative RT is useful in patients when combined with lobectomy. Unresectable disease should be treated with external RT. +/- Intraoperative brachytherapy in patients who are explored but incompletely resected. 

POST OP RT

 Not indicated in patients who are completely resected and have no nodal metastasis.  There are some retrospective studies that show benefit in patients with nodal disease, however the LCSG showed no survival benefit in completely resected patients—it did decrease the incidence of local  (intrathoracic) recurrence 
MSK—Post operative RT following immediate operation and brachytherapy was as effective as pre-op RT and brachytherapy in achieving complete resection, loco-regional control, and ultimate curability 

There are no studies documenting the usefulness of chemotherapy in this disease.